Series 63 Practice Test

60 questions54 minutesDetailed explanationsInstant scoring

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About the Real Series 63 Exam

NASAA Series 63 Uniform Securities Agent State Law exam. A strong, blueprint-matched practice run is one of the best predictors of how you will perform on the real exam.

Our Series 63 Practice Test

Our Series 63 practice test contains 60 original questions spanning State Regulation, Ethics & Practices. Each question mirrors the real exam's style and difficulty and includes a detailed explanation, so every question teaches you something.

What to Expect

State Regulation: Registration, USA, administrator authority.
Ethics & Practices: Fraud, unethical practices, fiduciary duties.

Try a Sample Question

Series 63 — Sample · easy

Under the Uniform Securities Act, who is the official charged with administering the state securities laws?

A The Administrator

B The Federal Reserve

C The Securities and Exchange Commission

D The Comptroller of the Currency

Explanation. The Uniform Securities Act vests authority in the Administrator, the state official or agency responsible for enforcing blue-sky laws. The SEC, Federal Reserve, and Comptroller are federal bodies, not the state Administrator.

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